Qualified Institutional Buyers (QIBs) are investment institutions who buy the shares of a company on a large scale. Qualified Institutional Buyers are those Institutional investors who are generally perceived to possess expertise and the financial proficiency to evaluate and to invest in the Capital Markets. According to Regulation 2(1) of Securities and Exchange Board of […]
When a recognized stock exchange denies listing securities of a company, the company retains the right to appeal to SAT the Securities Appellate Tribunal . This appeal must be initiated within 15 days from the date of refusal. If the stock exchange fails to communicate its decision within the specified time, the appeal can be […]
Recognition of Stock Exchanges Application Process: Section 3 of the Securities Contracts (Regulation) Act, 1956 outlines the procedure for stock exchanges seeking recognition from the Central Government. Stock exchanges interested in recognition must submit an application in the prescribed manner, accompanied by specified particulars and copies of relevant bye-laws and rules. Contents of Application: Grant […]
The Insolvency and Bankruptcy Board of India (IBBI) has taken a significant step towards enhancing transparency in the insolvency resolution process for personal guarantors. It now mandates Resolution Professionals (RPs) to provide a copy of their report to both the creditor and debtor in all cases. This measure aims to ensure that both parties are […]
When it comes to mutual fund investing, the concept of persistence in performance holds significant importance for investors seeking long-term financial growth. Persistence refers to the ability of a mutual fund to maintain consistent performance patterns over an extended period. Understanding this phenomenon is crucial for investors aiming to make informed decisions and build a […]
In the world of finance, few concepts are as fundamental and impactful as the power of compounding. Albert Einstein famously referred to compounding as the “eighth wonder of the world,” recognizing its incredible ability to transform modest investments into substantial wealth over time. Let’s delve into the magic of compounding, understand how it works, and […]
Tax efficiency is a crucial but often overlooked aspect of financial planning, particularly in the context of India’s complex tax landscape. This strategic approach aims to maximize wealth accumulation while minimizing the impact of various taxes such as income tax, capital gains tax, and securities transaction tax (STT). Navigating these tax implications is essential for […]
The recent Supreme Court ruling in the case of Shakti Yezdani vs JJ Salgaonkar has clarified that nomination in the context of shares in a company does not confer absolute legal ownership to the nominee. This decision resolves confusion arising from a Bombay High Court ruling on the impact of nomination for company shares. The […]
Insider trading, the act of trading in a company’s securities based on material non-public information, is rigorously regulated in India under both the Companies Act, 2013, and the Securities and Exchange Board of India (SEBI) regulations. This discussion will explore the specific sections of the Companies Act and the relevant SEBI regulations governing insider trading, […]
In 2024, approximately 88% of professionals in India are contemplating changing jobs, marking a 4% increase from the previous year, as per research conducted by LinkedIn. The job landscape is evolving, with certain roles experiencing significant growth. The top three fastest-growing jobs in India are closing manager, influencer marketing specialist, and design specialist, all with […]